Form 8.3 - NORTONLIFELOCK INC

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LONDON, September 21, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NORTONLIFELOCK INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

20 Sept 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

YES : AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,449,938

0.25%

576,890

0.10%

(2)

Cash-settled derivatives:

241,930

0.04%

1,028,322

0.18%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

500

0.00%

2,100

0.00%

(4)

TOTAL:

1,692,368

0.29%

1,607,312

0.28%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

141,000

0.02%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

(4)

TOTAL:

141,000

0.02%

0

0.00%

0

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

8

25.3462 USD

USD 0.01 common

Purchase

9

25.2694 USD

USD 0.01 common

Purchase

27

25.4144 USD

USD 0.01 common

Purchase

34

25.1600 USD

USD 0.01 common

Purchase

50

25.4208 USD

USD 0.01 common

Purchase

51

25.1766 USD

USD 0.01 common

Purchase

51

25.1883 USD

USD 0.01 common

Purchase

51

25.1566 USD

USD 0.01 common

Purchase

57

25.0700 USD

USD 0.01 common

Purchase

68

25.1500 USD

USD 0.01 common

Purchase

68

25.1700 USD

USD 0.01 common

Purchase

102

25.2217 USD

USD 0.01 common

Purchase

119

25.1985 USD

USD 0.01 common

Purchase

120

25.1525 USD

USD 0.01 common

Purchase

121

25.1906 USD

USD 0.01 common

Purchase

125

25.1758 USD

USD 0.01 common

Purchase

129

25.2432 USD

USD 0.01 common

Purchase

141

25.1731 USD

USD 0.01 common

Purchase

170

25.2606 USD

USD 0.01 common

Purchase

181

25.1995 USD

USD 0.01 common

Purchase

202

25.0600 USD

USD 0.01 common

Purchase

213

25.2345 USD

USD 0.01 common

Purchase

264

25.2239 USD

USD 0.01 common

Purchase

462

25.6273 USD

USD 0.01 common

Purchase

502

25.1350 USD

USD 0.01 common

Purchase

523

25.3082 USD

USD 0.01 common

Purchase

1,124

25.2308 USD

USD 0.01 common

Purchase

1,150

25.5546 USD

USD 0.01 common

Purchase

1,360

25.2353 USD

USD 0.01 common

Purchase

1,500

25.2006 USD

USD 0.01 common

Purchase

1,795

25.4379 USD

USD 0.01 common

Purchase

1,818

25.2383 USD

USD 0.01 common

Purchase

2,478

25.2020 USD

USD 0.01 common

Purchase

3,360

25.2200 USD

USD 0.01 common

Purchase

4,598

25.1777 USD

USD 0.01 common

Purchase

4,987

25.1369 USD

USD 0.01 common

Purchase

5,530

25.1946 USD

USD 0.01 common

Purchase

6,078

25.1791 USD

USD 0.01 common

Purchase

6,915

25.4524 USD

USD 0.01 common

Purchase

7,509

25.1872 USD

USD 0.01 common

Purchase

7,786

25.1506 USD

USD 0.01 common

Purchase

9,639

25.3061 USD

USD 0.01 common

Purchase

9,907

25.1655 USD

USD 0.01 common

Purchase

10,336

25.2300 USD

USD 0.01 common

Purchase

10,488

25.1987 USD

USD 0.01 common

Purchase

10,710

25.2154 USD

USD 0.01 common

Purchase

11,104

25.2044 USD

USD 0.01 common

Purchase

11,245

25.2845 USD

USD 0.01 common

Purchase

11,575

25.1857 USD

USD 0.01 common

Purchase

12,311

25.1993 USD

USD 0.01 common

Purchase

17,739

25.2294 USD

USD 0.01 common

Purchase

19,992

25.4298 USD

USD 0.01 common

Purchase

24,327

25.2191 USD

USD 0.01 common

Purchase

28,200

25.2193 USD

USD 0.01 common

Purchase

28,778

25.1922 USD

USD 0.01 common

Purchase

32,812

25.2280 USD

USD 0.01 common

Purchase

36,181

25.2297 USD

USD 0.01 common

Purchase

55,433

25.1941 USD

USD 0.01 common

Purchase

60,441

25.2336 USD

USD 0.01 common

Purchase

122,166

25.2211 USD

USD 0.01 common

Purchase

225,572

25.1967 USD

USD 0.01 common

Sale

6

25.2042 USD

USD 0.01 common

Sale

16

25.4700 USD

USD 0.01 common

Sale

20

25.0650 USD

USD 0.01 common

Sale

20

25.0700 USD

USD 0.01 common

Sale

32

25.5950 USD

USD 0.01 common

Sale

48

25.4833 USD

USD 0.01 common

Sale

48

25.5400 USD

USD 0.01 common

Sale

48

25.6550 USD

USD 0.01 common

Sale

64

25.5487 USD

USD 0.01 common

Sale

64

25.5250 USD

USD 0.01 common

Sale

80

25.5200 USD

USD 0.01 common

Sale

100

25.1700 USD

USD 0.01 common

Sale

100

25.7900 USD

USD 0.01 common

Sale

100

25.2310 USD

USD 0.01 common

Sale

100

25.5700 USD

USD 0.01 common

Sale

139

25.4100 USD

USD 0.01 common

Sale

144

25.5800 USD

USD 0.01 common

Sale

158

25.5169 USD

USD 0.01 common

Sale

176

25.5763 USD

USD 0.01 common

Sale

400

25.0500 USD

USD 0.01 common

Sale

402

25.1537 USD

USD 0.01 common

Sale

441

25.2839 USD

USD 0.01 common

Sale

462

25.6273 USD

USD 0.01 common

Sale

600

25.4300 USD

USD 0.01 common

Sale

766

25.1795 USD

USD 0.01 common

Sale

886

25.6600 USD

USD 0.01 common

Sale

917

25.3294 USD

USD 0.01 common

Sale

1,002

25.6986 USD

USD 0.01 common

Sale

1,150

25.5546 USD

USD 0.01 common

Sale

1,725

25.3014 USD

USD 0.01 common

Sale

4,034

25.2537 USD

USD 0.01 common

Sale

5,580

25.2358 USD

USD 0.01 common

Sale

7,004

25.0857 USD

USD 0.01 common

Sale

8,335

25.2922 USD

USD 0.01 common

Sale

13,790

25.2462 USD

USD 0.01 common

Sale

17,515

25.5559 USD

USD 0.01 common

Sale

31,967

25.1528 USD

USD 0.01 common

Sale

42,652

25.2318 USD

USD 0.01 common

Sale

63,549

25.2300 USD

USD 0.01 common

Sale

71,827

25.1863 USD

USD 0.01 common

Sale

237,447

25.2001 USD

USD 0.01 common

Sale

296,400

25.2168 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

21 Sept 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Full name of person making disclosure:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

NORTONLIFELOCK INC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Call Options

Purchased

500

27.0000

American

21 Jan 2022

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

0 Jan 1900

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210921005952/en/

Contacts

BARCLAYS PLC

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