Form 8.3 - NORTONLIFELOCK INC - Amendment

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LONDON, January 25, 2022--(BUSINESS WIRE)--

FORM 8.3 - Amendment to Sale & Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

21 January 2022

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,346,812

0.23%

598,654

0.10%

(2)

Cash-settled derivatives:

335,807

0.06%

1,513,170

0.26%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

2,100

0.00%

TOTAL:

1,682,619

0.29%

2,113,924

0.36%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

390,000

0.07%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

390,000

0.07%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

6

26.1733 USD

USD 0.01 common

Purchase

25

25.9900 USD

USD 0.01 common

Purchase

45

26.1488 USD

USD 0.01 common

Purchase

47

26.1000 USD

USD 0.01 common

Purchase

75

26.0933 USD

USD 0.01 common

Purchase

75

26.0666 USD

USD 0.01 common

Purchase

75

26.0533 USD

USD 0.01 common

Purchase

94

26.0950 USD

USD 0.01 common

Purchase

94

26.1100 USD

USD 0.01 common

Purchase

94

26.0800 USD

USD 0.01 common

Purchase

100

26.0575 USD

USD 0.01 common

Purchase

100

26.3800 USD

USD 0.01 common

Purchase

109

26.4200 USD

USD 0.01 common

Purchase

125

26.0700 USD

USD 0.01 common

Purchase

141

26.0866 USD

USD 0.01 common

Purchase

166

26.0972 USD

USD 0.01 common

Purchase

200

26.4000 USD

USD 0.01 common

Purchase

200

26.4050 USD

USD 0.01 common

Purchase

200

26.1200 USD

USD 0.01 common

Purchase

209

26.2000 USD

USD 0.01 common

Purchase

431

26.0546 USD

USD 0.01 common

Purchase

500

26.3870 USD

USD 0.01 common

Purchase

589

26.1437 USD

USD 0.01 common

Purchase

672

26.1659 USD

USD 0.01 common

Purchase

756

26.3978 USD

USD 0.01 common

Purchase

800

26.4062 USD

USD 0.01 common

Purchase

989

26.1056 USD

USD 0.01 common

Purchase

3,250

26.0900 USD

USD 0.01 common

Purchase

4,885

26.4095 USD

USD 0.01 common

Purchase

5,089

26.1902 USD

USD 0.01 common

Purchase

5,248

26.2038 USD

USD 0.01 common

Purchase

7,517

26.1262 USD

USD 0.01 common

Purchase

8,047

26.1981 USD

USD 0.01 common

Purchase

11,557

26.1476 USD

USD 0.01 common

Purchase

12,494

26.1312 USD

USD 0.01 common

Purchase

12,657

26.3722 USD

USD 0.01 common

Purchase

42,342

26.0710 USD

USD 0.01 common

Purchase

43,387

26.1507 USD

USD 0.01 common

Purchase

43,961

26.2106 USD

USD 0.01 common

Purchase

84,319

26.0600 USD

USD 0.01 common

Sale

18

26.3000 USD

USD 0.01 common

Sale

22

26.1800 USD

USD 0.01 common

Sale

23

26.0400 USD

USD 0.01 common

Sale

46

26.0300 USD

USD 0.01 common

Sale

69

26.0500 USD

USD 0.01 common

Sale

100

26.1100 USD

USD 0.01 common

Sale

100

26.1000 USD

USD 0.01 common

Sale

100

26.1300 USD

USD 0.01 common

Sale

100

26.1450 USD

USD 0.01 common

Sale

100

26.2100 USD

USD 0.01 common

Sale

100

26.2250 USD

USD 0.01 common

Sale

156

26.3500 USD

USD 0.01 common

Sale

200

26.2225 USD

USD 0.01 common

Sale

225

26.2858 USD

USD 0.01 common

Sale

259

26.0650 USD

USD 0.01 common

Sale

339

26.0586 USD

USD 0.01 common

Sale

459

26.2764 USD

USD 0.01 common

Sale

466

26.2231 USD

USD 0.01 common

Sale

500

26.1280 USD

USD 0.01 common

Sale

500

26.3640 USD

USD 0.01 common

Sale

656

26.0609 USD

USD 0.01 common

Sale

800

26.2887 USD

USD 0.01 common

Sale

998

26.2492 USD

USD 0.01 common

Sale

1,291

26.0766 USD

USD 0.01 common

Sale

1,384

26.0736 USD

USD 0.01 common

Sale

1,526

26.0688 USD

USD 0.01 common

Sale

1,753

26.0716 USD

USD 0.01 common

Sale

1,778

26.0674 USD

USD 0.01 common

Sale

2,054

26.0533 USD

USD 0.01 common

Sale

2,083

26.0620 USD

USD 0.01 common

Sale

2,096

26.0671 USD

USD 0.01 common

Sale

2,406

26.3070 USD

USD 0.01 common

Sale

2,718

26.0517 USD

USD 0.01 common

Sale

3,200

26.0900 USD

USD 0.01 common

Sale

3,478

26.2103 USD

USD 0.01 common

Sale

4,034

26.2364 USD

USD 0.01 common

Sale

4,109

26.1738 USD

USD 0.01 common

Sale

4,313

26.0998 USD

USD 0.01 common

Sale

4,729

26.1993 USD

USD 0.01 common

Sale

6,750

26.4000 USD

USD 0.01 common

Sale

6,984

26.0824 USD

USD 0.01 common

Sale

7,042

26.1356 USD

USD 0.01 common

Sale

7,550

26.4059 USD

USD 0.01 common

Sale

7,550

26.4500 USD

USD 0.01 common

Sale

7,866

26.3800 USD

USD 0.01 common

Sale

8,385

26.1102 USD

USD 0.01 common

Sale

13,303

26.1677 USD

USD 0.01 common

Sale

14,688

26.0741 USD

USD 0.01 common

Sale

21,957

26.0926 USD

USD 0.01 common

Sale

25,365

26.2075 USD

USD 0.01 common

Sale

27,140

26.0600 USD

USD 0.01 common

Sale

40,093

26.1806 USD

USD 0.01 common

Sale

64,472

26.1216 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

25 Jan 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

View source version on businesswire.com: https://www.businesswire.com/news/home/20220125005840/en/

Contacts

BARCLAYS PLC

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