Form 8.3 - NortonLifeLock Inc.

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LONDON, January 26, 2022--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NortonLifeLock Inc.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

25th January 2022

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common (US6687711084)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

215,922

0.037%

2,062,148

0.354%

(2) Cash-settled derivatives:

-

-

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

8,000

0.001%

-

-

TOTAL:

223,922

0.038%

2,062,148

0.354%

Class of relevant security:

2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

10,000,000

1.600%

-

-

(2) Cash-settled derivatives:

-

-

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

-

-

TOTAL:

10,000,000

1.600%

-

-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit (USD)

US6687711084

Purchase

400

25.42

US6687711084

Purchase

199

25.50

US6687711084

Sale

859

25.94

US6687711084

Purchase

100

25.68

US6687711084

Purchase

100

25.65

US6687711084

Purchase

100

25.55

US6687711084

Purchase

100

25.51

US6687711084

Purchase

300

25.43

US6687711084

Purchase

300

25.29

US6687711084

Purchase

200

25.44

US6687711084

Purchase

100

25.45

US6687711084

Purchase

300

25.46

US6687711084

Purchase

432

25.41

US6687711084

Purchase

300

25.31

US6687711084

Purchase

1,100

25.33

US6687711084

Purchase

1,300

25.37

US6687711084

Purchase

983

25.49

US6687711084

Purchase

102

25.53

US6687711084

Purchase

200

25.54

US6687711084

Purchase

500

25.48

US6687711084

Purchase

200

25.42

US6687711084

Purchase

1,400

25.50

US6687711084

Sale

3,038

25.50

US6687711084

Purchase

157

25.76

US6687711084

Purchase

300

25.84

US6687711084

Purchase

200

25.74

US6687711084

Purchase

200

25.81

US6687711084

Purchase

1,333

25.51

US6687711084

Purchase

100

25.35

US6687711084

Purchase

900

25.43

US6687711084

Purchase

116

25.57

US6687711084

Purchase

100

25.58

US6687711084

Purchase

1,700

25.44

US6687711084

Purchase

200

25.45

US6687711084

Purchase

600

25.46

US6687711084

Purchase

1,500

25.41

US6687711084

Purchase

100

25.33

US6687711084

Purchase

100

25.22

US6687711084

Purchase

300

25.36

US6687711084

Purchase

100

25.47

US6687711084

Purchase

2,239

25.49

US6687711084

Purchase

800

25.52

US6687711084

Purchase

141

25.54

US6687711084

Purchase

120

25.48

US6687711084

Purchase

100

25.60

US6687711084

Purchase

43

25.89

US6687711084

Purchase

300

25.72

US6687711084

Purchase

997

25.42

US6687711084

Purchase

12,471

25.50

US6687711084

Purchase

119

25.78

US6687711084

Purchase

100

25.92

US6687711084

Purchase

1,029

25.84

US6687711084

Purchase

100

25.56

US6687711084

Purchase

5,250

25.51

US6687711084

Purchase

1,508

25.35

US6687711084

Purchase

272

25.43

US6687711084

Purchase

847

25.29

US6687711084

Purchase

2,505

25.44

US6687711084

Purchase

1,846

25.38

US6687711084

Purchase

4,037

25.45

US6687711084

Purchase

878

25.46

US6687711084

Purchase

108

25.40

US6687711084

Purchase

1,988

25.41

US6687711084

Purchase

400

25.61

US6687711084

Purchase

335

25.31

US6687711084

Purchase

872

25.33

US6687711084

Purchase

16,048

25.37

US6687711084

Purchase

49

25.22

US6687711084

Purchase

100

25.28

US6687711084

Purchase

176

25.26

US6687711084

Purchase

3,118

25.30

US6687711084

Purchase

3,873

25.34

US6687711084

Purchase

3,624

25.32

US6687711084

Purchase

1,385

25.39

US6687711084

Purchase

100

25.23

US6687711084

Purchase

2,239

25.47

US6687711084

Purchase

4,079

25.49

US6687711084

Purchase

1,400

25.52

US6687711084

Purchase

1,797

25.53

US6687711084

Purchase

3,338

25.54

US6687711084

Purchase

22,363

25.48

US6687711084

Purchase

100

25.59

US6687711084

Purchase

770

25.42

US6687711084

Sale

1,795

25.42

US6687711084

Purchase

11,847

25.50

US6687711084

Sale

1,930

25.50

US6687711084

Purchase

1,279

25.94

US6687711084

Sale

200

25.68

US6687711084

Sale

100

25.92

US6687711084

Purchase

51

25.65

US6687711084

Sale

74

25.65

US6687711084

Purchase

373

25.62

US6687711084

Purchase

322

25.64

US6687711084

Purchase

61

25.55

US6687711084

Sale

488

25.55

US6687711084

Sale

3,710

25.51

US6687711084

Purchase

162

25.35

US6687711084

Sale

5,317

25.35

US6687711084

Purchase

1,988

25.43

US6687711084

Sale

300

25.43

US6687711084

Sale

360

25.29

US6687711084

Purchase

100

25.58

US6687711084

Sale

512

25.44

US6687711084

Purchase

233

25.38

US6687711084

Sale

2,401

25.38

US6687711084

Purchase

1,608

25.45

US6687711084

Sale

1,631

25.45

US6687711084

Purchase

500

25.46

US6687711084

Purchase

1,180

25.40

US6687711084

Sale

83

25.40

US6687711084

Sale

600

25.41

US6687711084

Sale

147

25.61

US6687711084

Sale

879

25.31

US6687711084

Sale

565

25.33

US6687711084

Purchase

100

25.37

US6687711084

Sale

3,895

25.37

US6687711084

Sale

1,191

25.22

US6687711084

Sale

200

25.28

US6687711084

Sale

2,200

25.26

US6687711084

Sale

3,663

25.30

US6687711084

Sale

3,715

25.34

US6687711084

Sale

894

25.25

US6687711084

Sale

1,209

25.21

US6687711084

Sale

1,023

25.32

US6687711084

Sale

100

25.39

US6687711084

Sale

600

25.24

US6687711084

Sale

6

25.23

US6687711084

Sale

1,016

25.36

US6687711084

Sale

834

25.27

US6687711084

Sale

21

25.47

US6687711084

Purchase

100

25.49

US6687711084

Sale

150

25.49

US6687711084

Sale

1

25.52

US6687711084

Sale

700

25.53

US6687711084

Purchase

900

25.54

US6687711084

Sale

2,409

25.54

US6687711084

Sale

100

25.48

US6687711084

Purchase

10

25.42

US6687711084

Sale

1

25.42

US6687711084

Purchase

149

25.50

US6687711084

Sale

4

25.50

US6687711084

Purchase

9

25.94

US6687711084

Purchase

5

25.91

US6687711084

Purchase

10

25.55

US6687711084

Purchase

26

25.51

US6687711084

Sale

5

25.51

US6687711084

Purchase

47

25.35

US6687711084

Purchase

8

25.43

US6687711084

Sale

1

25.43

US6687711084

Purchase

74

25.29

US6687711084

Purchase

5

25.75

US6687711084

Purchase

15

25.57

US6687711084

Sale

6

25.44

US6687711084

Purchase

11

25.45

US6687711084

Sale

8

25.45

US6687711084

Purchase

15

25.46

US6687711084

Purchase

83

25.40

US6687711084

Purchase

101

25.41

US6687711084

Sale

6

25.41

US6687711084

Purchase

15

25.31

US6687711084

Purchase

46

25.37

US6687711084

Purchase

10

25.36

US6687711084

Sale

14

25.52

US6687711084

Purchase

6

25.54

US6687711084

Sale

1

25.54

US6687711084

Sale

1,333

25.50

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit
(USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

26th January 2022

Contact name:

Milos Naumovic

Telephone number:

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Full name of person making disclosure:

Millennium International Management LP

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

NortonLifeLock Inc.

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit (USD)

Type

e.g. American, European etc.

Expiry date

US6687711084

Call Option

Purchased

8,000

25.00

American

20/01/2023

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

View source version on businesswire.com: https://www.businesswire.com/news/home/20220126005547/en/

Contacts

Millennium Partners, L.P.

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