Form 8.3 - NortonLifeLock Inc.

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LONDON, November 30, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NortonLifeLock Inc.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

29th November 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common (US6687711084)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

695,759

0.120%

804,157

0.138%

(2) Cash-settled derivatives:

276

0.000%

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

8,000

0.001%

-

-

TOTAL:

704,035

0.121%

804,157

0.138%

Class of relevant security:

2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

10,000,000

1.600%

-

-

(2) Cash-settled derivatives:

-

-

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

-

-

TOTAL:

10,000,000

1.600%

-

-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit (USD)

US6687711084

Purchase

100

25.30

US6687711084

Purchase

200

25.42

US6687711084

Purchase

200

25.38

US6687711084

Purchase

200

25.36

US6687711084

Purchase

100

25.39

US6687711084

Purchase

100

25.46

US6687711084

Purchase

200

25.37

US6687711084

Purchase

78

25.34

US6687711084

Purchase

300

25.35

US6687711084

Purchase

97

25.48

US6687711084

Purchase

100

25.27

US6687711084

Purchase

400

25.04

US6687711084

Purchase

853

25.42

US6687711084

Purchase

18,813

25.38

US6687711084

Purchase

100

25.21

US6687711084

Purchase

2,833

25.31

US6687711084

Sale

8,933

25.31

US6687711084

Purchase

14,208

25.36

US6687711084

Purchase

5,035

25.39

US6687711084

Purchase

3,612

25.11

US6687711084

Purchase

1,424

25.10

US6687711084

Purchase

776

25.14

US6687711084

Purchase

300

25.44

US6687711084

Purchase

617

25.46

US6687711084

Purchase

295

25.12

US6687711084

Purchase

440

25.28

US6687711084

Purchase

415

25.26

US6687711084

Purchase

80

25.23

US6687711084

Purchase

600

25.18

US6687711084

Purchase

1,450

25.41

US6687711084

Purchase

252

25.40

US6687711084

Purchase

3,149

25.33

US6687711084

Purchase

5

25.13

US6687711084

Purchase

5,050

25.37

US6687711084

Purchase

1,500

25.45

US6687711084

Purchase

12,334

25.34

US6687711084

Purchase

32,017

25.35

US6687711084

Purchase

900

25.29

US6687711084

Purchase

17,284

25.32

US6687711084

Purchase

100

25.48

US6687711084

Purchase

200

25.27

US6687711084

Sale

300

25.30

US6687711084

Sale

410

25.42

US6687711084

Sale

9,234

25.38

US6687711084

Sale

15,784

25.31

US6687711084

Sale

18

25.15

US6687711084

Sale

8,768

25.36

US6687711084

Sale

632

25.39

US6687711084

Sale

200

25.11

US6687711084

Sale

77

25.43

US6687711084

Sale

75

25.46

US6687711084

Sale

3,626

25.12

US6687711084

Sale

200

25.28

US6687711084

Sale

226

25.26

US6687711084

Sale

200

25.41

US6687711084

Sale

3,372

25.40

US6687711084

Sale

4,288

25.33

US6687711084

Sale

274

25.13

US6687711084

Sale

9,816

25.37

US6687711084

Sale

58,578

25.34

US6687711084

Sale

39,599

25.35

US6687711084

Sale

91

25.49

US6687711084

Sale

300

25.29

US6687711084

Sale

3,761

25.32

US6687711084

Sale

100

25.50

US6687711084

Purchase

1,576

25.30

US6687711084

Sale

200

25.30

US6687711084

Purchase

300

25.42

US6687711084

Purchase

651

25.38

US6687711084

Purchase

285

25.21

US6687711084

Purchase

7,399

25.31

US6687711084

Sale

1,100

25.31

US6687711084

Purchase

2,301

25.36

US6687711084

Purchase

1,055

25.11

US6687711084

Purchase

167

25.44

US6687711084

Purchase

1,200

25.43

US6687711084

Purchase

665

25.46

US6687711084

Purchase

3,347

25.28

US6687711084

Purchase

124

25.26

US6687711084

Purchase

329

25.24

US6687711084

Purchase

86

25.23

US6687711084

Purchase

575

25.41

US6687711084

Purchase

341

25.40

US6687711084

Purchase

4,285

25.33

US6687711084

Sale

229

25.33

US6687711084

Purchase

300

25.13

US6687711084

Purchase

100

25.07

US6687711084

Purchase

1,181

25.37

US6687711084

Purchase

139

25.45

US6687711084

Purchase

400

25.34

US6687711084

Purchase

100

25.35

US6687711084

Purchase

1,300

25.29

US6687711084

Purchase

100

25.25

US6687711084

Purchase

112

25.47

US6687711084

Purchase

623

25.32

US6687711084

Purchase

100

25.48

US6687711084

Purchase

200

25.27

US6687711084

Purchase

200

25.17

US6687711084

Purchase

11

25.30

US6687711084

Sale

707

25.30

US6687711084

Purchase

43

25.42

US6687711084

Sale

620

25.42

US6687711084

Purchase

6

25.38

US6687711084

Sale

611

25.38

US6687711084

Purchase

231

25.31

US6687711084

Sale

3,336

25.31

US6687711084

Purchase

56

25.36

US6687711084

Purchase

65

25.39

US6687711084

Sale

100

25.39

US6687711084

Purchase

155

25.14

US6687711084

Purchase

15

25.44

US6687711084

Purchase

28

25.43

US6687711084

Sale

673

25.43

US6687711084

Purchase

40

25.46

US6687711084

Sale

103

25.46

US6687711084

Purchase

4

25.28

US6687711084

Sale

300

25.28

US6687711084

Sale

69

25.24

US6687711084

Purchase

119

25.41

US6687711084

Sale

100

25.41

US6687711084

Purchase

18

25.40

US6687711084

Sale

392

25.40

US6687711084

Purchase

432

25.33

US6687711084

Sale

349

25.33

US6687711084

Purchase

16

25.37

US6687711084

Sale

100

25.37

US6687711084

Purchase

48

25.45

US6687711084

Purchase

43

25.34

US6687711084

Sale

1,048

25.34

US6687711084

Purchase

26

25.35

US6687711084

Sale

3,000

25.35

US6687711084

Purchase

17

25.29

US6687711084

Sale

69

25.29

US6687711084

Sale

100

25.25

US6687711084

Purchase

1

25.47

US6687711084

Purchase

48

25.32

US6687711084

Sale

2,162

25.32

US6687711084

Purchase

1

25.50

US6687711084

Sale

100

25.50

US6687711084

Purchase

2

25.48

US6687711084

Purchase

2

25.27

US6687711084

Sale

200

25.27

US6687711084

Purchase

631

25.31

US6687711084

Purchase

38

25.44

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit
(USD)

US6687711084

Equity Swap

Reducing a long position

229

25.30

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

30th November 2021

Contact name:

Milos Naumovic

Telephone number:

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Full name of person making disclosure:

Millennium International Management LP

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

NortonLifeLock Inc.

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit (USD)

Type

e.g. American, European etc.

Expiry date

US6687711084

Call Option

Purchased

8,000

25.00

American

20/01/2023

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

View source version on businesswire.com: https://www.businesswire.com/news/home/20211130005727/en/

Contacts

Millennium Partners, L.P.

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