FORM 8.3 – NORTONLIFELOCK INC

·8 min read

LONDON, January 19, 2022--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

18 January 2022

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,293,189

0.22%

574,469

0.10%

(2)

Cash-settled derivatives:

471,830

0.08%

1,513,170

0.26%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

2,100

0.00%

TOTAL:

1,765,019

0.30%

2,089,739

0.36%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

390,000

0.07%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

390,000

0.07%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

10

26.8400 USD

USD 0.01 common

Purchase

10

26.7700 USD

USD 0.01 common

Purchase

13

23.2500 EUR

USD 0.01 common

Purchase

20

26.7650 USD

USD 0.01 common

Purchase

20

26.7975 USD

USD 0.01 common

Purchase

40

26.7837 USD

USD 0.01 common

Purchase

50

26.8060 USD

USD 0.01 common

Purchase

52

26.7873 USD

USD 0.01 common

Purchase

68

26.8100 USD

USD 0.01 common

Purchase

74

26.7766 USD

USD 0.01 common

Purchase

98

26.7000 USD

USD 0.01 common

Purchase

100

26.7400 USD

USD 0.01 common

Purchase

100

26.5300 USD

USD 0.01 common

Purchase

100

26.6400 USD

USD 0.01 common

Purchase

177

22.8488 EUR

USD 0.01 common

Purchase

200

26.7850 USD

USD 0.01 common

Purchase

220

26.7959 USD

USD 0.01 common

Purchase

220

26.8000 USD

USD 0.01 common

Purchase

285

26.7736 USD

USD 0.01 common

Purchase

322

26.7573 USD

USD 0.01 common

Purchase

349

26.7435 USD

USD 0.01 common

Purchase

400

26.5112 USD

USD 0.01 common

Purchase

642

26.7555 USD

USD 0.01 common

Purchase

700

26.5685 USD

USD 0.01 common

Purchase

928

26.7450 USD

USD 0.01 common

Purchase

1,100

26.5190 USD

USD 0.01 common

Purchase

1,300

26.7023 USD

USD 0.01 common

Purchase

2,012

26.8020 USD

USD 0.01 common

Purchase

2,307

26.7840 USD

USD 0.01 common

Purchase

2,945

26.6373 USD

USD 0.01 common

Purchase

3,300

26.7800 USD

USD 0.01 common

Purchase

5,000

26.5762 USD

USD 0.01 common

Purchase

6,804

26.7535 USD

USD 0.01 common

Purchase

7,500

26.5660 USD

USD 0.01 common

Purchase

10,925

26.7689 USD

USD 0.01 common

Purchase

11,740

26.7713 USD

USD 0.01 common

Purchase

43,230

26.7600 USD

USD 0.01 common

Purchase

55,822

26.7256 USD

USD 0.01 common

Purchase

63,375

26.7591 USD

USD 0.01 common

Purchase

66,776

26.7999 USD

USD 0.01 common

Sale

13

26.7300 USD

USD 0.01 common

Sale

13

23.2500 EUR

USD 0.01 common

Sale

20

26.8050 USD

USD 0.01 common

Sale

25

26.8400 USD

USD 0.01 common

Sale

47

26.7659 USD

USD 0.01 common

Sale

64

26.7777 USD

USD 0.01 common

Sale

100

26.4700 USD

USD 0.01 common

Sale

145

26.7527 USD

USD 0.01 common

Sale

145

26.7365 USD

USD 0.01 common

Sale

170

26.7783 USD

USD 0.01 common

Sale

177

22.8488 EUR

USD 0.01 common

Sale

196

26.7381 USD

USD 0.01 common

Sale

200

26.7650 USD

USD 0.01 common

Sale

200

26.7950 USD

USD 0.01 common

Sale

220

26.7031 USD

USD 0.01 common

Sale

321

26.7305 USD

USD 0.01 common

Sale

390

26.7850 USD

USD 0.01 common

Sale

402

26.7890 USD

USD 0.01 common

Sale

467

26.7952 USD

USD 0.01 common

Sale

500

26.8300 USD

USD 0.01 common

Sale

525

26.7357 USD

USD 0.01 common

Sale

700

26.8100 USD

USD 0.01 common

Sale

854

26.8189 USD

USD 0.01 common

Sale

923

26.7339 USD

USD 0.01 common

Sale

1,113

26.7534 USD

USD 0.01 common

Sale

1,136

26.7576 USD

USD 0.01 common

Sale

1,602

26.8318 USD

USD 0.01 common

Sale

1,669

26.8202 USD

USD 0.01 common

Sale

1,965

26.5891 USD

USD 0.01 common

Sale

3,345

26.7800 USD

USD 0.01 common

Sale

3,516

26.7824 USD

USD 0.01 common

Sale

3,923

26.7542 USD

USD 0.01 common

Sale

7,500

26.5660 USD

USD 0.01 common

Sale

7,500

26.5661 USD

USD 0.01 common

Sale

7,577

26.7622 USD

USD 0.01 common

Sale

7,662

26.7840 USD

USD 0.01 common

Sale

13,249

26.8027 USD

USD 0.01 common

Sale

18,524

26.7739 USD

USD 0.01 common

Sale

39,642

26.8000 USD

USD 0.01 common

Sale

59,452

26.7259 USD

USD 0.01 common

Sale

101,170

26.7600 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

19 Jan 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20220119005695/en/

Contacts

BARCLAYS PLC

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