Form 8.3 - NortonLifeLock Inc. - Amendment

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LONDON, January 26, 2022--(BUSINESS WIRE)--

FORM 8.3 - Amendment to Sale and Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

24 January 2022

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,366,108

0.23%

593,974

0.10%

(2)

Cash-settled derivatives:

335,807

0.06%

1,513,170

0.26%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

1,701,915

0.29%

2,107,144

0.36%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

390,000

0.07%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

390,000

0.07%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

5

25.6500 USD

USD 0.01 common

Purchase

19

26.0952 USD

USD 0.01 common

Purchase

22

26.1236 USD

USD 0.01 common

Purchase

24

26.1200 USD

USD 0.01 common

Purchase

26

26.0846 USD

USD 0.01 common

Purchase

30

26.0316 USD

USD 0.01 common

Purchase

32

26.0125 USD

USD 0.01 common

Purchase

50

26.0800 USD

USD 0.01 common

Purchase

52

26.0900 USD

USD 0.01 common

Purchase

56

26.0460 USD

USD 0.01 common

Purchase

56

26.0546 USD

USD 0.01 common

Purchase

69

25.8979 USD

USD 0.01 common

Purchase

72

25.6619 USD

USD 0.01 common

Purchase

80

26.0552 USD

USD 0.01 common

Purchase

100

25.5200 USD

USD 0.01 common

Purchase

117

25.5817 USD

USD 0.01 common

Purchase

128

25.9287 USD

USD 0.01 common

Purchase

148

25.9510 USD

USD 0.01 common

Purchase

154

25.9188 USD

USD 0.01 common

Purchase

156

25.8061 USD

USD 0.01 common

Purchase

172

26.0545 USD

USD 0.01 common

Purchase

180

25.9586 USD

USD 0.01 common

Purchase

180

25.7813 USD

USD 0.01 common

Purchase

204

25.9347 USD

USD 0.01 common

Purchase

208

26.0704 USD

USD 0.01 common

Purchase

208

25.9818 USD

USD 0.01 common

Purchase

264

25.8363 USD

USD 0.01 common

Purchase

300

25.5800 USD

USD 0.01 common

Purchase

324

25.8196 USD

USD 0.01 common

Purchase

345

25.6600 USD

USD 0.01 common

Purchase

360

25.8270 USD

USD 0.01 common

Purchase

396

25.9221 USD

USD 0.01 common

Purchase

398

26.0898 USD

USD 0.01 common

Purchase

400

25.7900 USD

USD 0.01 common

Purchase

408

25.8138 USD

USD 0.01 common

Purchase

408

25.8008 USD

USD 0.01 common

Purchase

417

25.9491 USD

USD 0.01 common

Purchase

472

26.1214 USD

USD 0.01 common

Purchase

555

25.7501 USD

USD 0.01 common

Purchase

610

25.7459 USD

USD 0.01 common

Purchase

1,200

25.6650 USD

USD 0.01 common

Purchase

1,704

26.0100 USD

USD 0.01 common

Purchase

1,800

26.0000 USD

USD 0.01 common

Purchase

2,010

25.8049 USD

USD 0.01 common

Purchase

2,837

26.1500 USD

USD 0.01 common

Purchase

2,845

25.6100 USD

USD 0.01 common

Purchase

3,298

25.9100 USD

USD 0.01 common

Purchase

3,400

25.7522 USD

USD 0.01 common

Purchase

3,481

25.6302 USD

USD 0.01 common

Purchase

3,492

26.0824 USD

USD 0.01 common

Purchase

4,763

25.9928 USD

USD 0.01 common

Purchase

5,387

25.9236 USD

USD 0.01 common

Purchase

6,672

25.6323 USD

USD 0.01 common

Purchase

10,332

25.8396 USD

USD 0.01 common

Purchase

11,598

25.8065 USD

USD 0.01 common

Purchase

21,928

26.1276 USD

USD 0.01 common

Purchase

30,657

25.9032 USD

USD 0.01 common

Purchase

31,375

25.6975 USD

USD 0.01 common

Purchase

40,876

25.5749 USD

USD 0.01 common

Purchase

44,367

25.6710 USD

USD 0.01 common

Purchase

54,209

26.1300 USD

USD 0.01 common

Purchase

188,380

25.8992 USD

USD 0.01 common

Purchase

367,800

25.5612 USD

USD 0.01 common

Sale

2

25.7400 USD

USD 0.01 common

Sale

4

25.5200 USD

USD 0.01 common

Sale

8

25.5706 USD

USD 0.01 common

Sale

9

25.9366 USD

USD 0.01 common

Sale

12

26.0037 USD

USD 0.01 common

Sale

88

25.8200 USD

USD 0.01 common

Sale

100

25.9650 USD

USD 0.01 common

Sale

100

25.9000 USD

USD 0.01 common

Sale

100

26.0450 USD

USD 0.01 common

Sale

100

25.5050 USD

USD 0.01 common

Sale

100

25.4100 USD

USD 0.01 common

Sale

100

25.8300 USD

USD 0.01 common

Sale

101

25.8920 USD

USD 0.01 common

Sale

122

26.1500 USD

USD 0.01 common

Sale

200

25.8550 USD

USD 0.01 common

Sale

200

25.9150 USD

USD 0.01 common

Sale

200

25.8625 USD

USD 0.01 common

Sale

200

25.9200 USD

USD 0.01 common

Sale

200

25.9050 USD

USD 0.01 common

Sale

200

25.9500 USD

USD 0.01 common

Sale

296

25.9291 USD

USD 0.01 common

Sale

300

25.9133 USD

USD 0.01 common

Sale

300

25.8766 USD

USD 0.01 common

Sale

304

25.9138 USD

USD 0.01 common

Sale

379

25.5381 USD

USD 0.01 common

Sale

431

26.0057 USD

USD 0.01 common

Sale

458

25.8438 USD

USD 0.01 common

Sale

500

25.7710 USD

USD 0.01 common

Sale

500

25.9240 USD

USD 0.01 common

Sale

547

26.0652 USD

USD 0.01 common

Sale

600

25.7266 USD

USD 0.01 common

Sale

619

25.9100 USD

USD 0.01 common

Sale

879

25.5044 USD

USD 0.01 common

Sale

890

25.9192 USD

USD 0.01 common

Sale

895

25.6120 USD

USD 0.01 common

Sale

958

25.8413 USD

USD 0.01 common

Sale

1,212

25.9195 USD

USD 0.01 common

Sale

1,554

25.8276 USD

USD 0.01 common

Sale

1,800

26.0000 USD

USD 0.01 common

Sale

1,891

25.7579 USD

USD 0.01 common

Sale

2,000

25.7135 USD

USD 0.01 common

Sale

2,077

25.8135 USD

USD 0.01 common

Sale

2,100

25.8428 USD

USD 0.01 common

Sale

2,585

25.8219 USD

USD 0.01 common

Sale

2,660

25.8503 USD

USD 0.01 common

Sale

2,809

25.8333 USD

USD 0.01 common

Sale

2,891

25.7669 USD

USD 0.01 common

Sale

3,102

25.7136 USD

USD 0.01 common

Sale

3,243

25.7380 USD

USD 0.01 common

Sale

3,256

26.0923 USD

USD 0.01 common

Sale

3,400

25.7522 USD

USD 0.01 common

Sale

3,503

25.7297 USD

USD 0.01 common

Sale

4,150

25.8721 USD

USD 0.01 common

Sale

4,200

25.5527 USD

USD 0.01 common

Sale

4,500

25.5337 USD

USD 0.01 common

Sale

5,112

26.0100 USD

USD 0.01 common

Sale

5,799

25.5369 USD

USD 0.01 common

Sale

5,826

25.5617 USD

USD 0.01 common

Sale

7,176

25.8810 USD

USD 0.01 common

Sale

8,229

25.7631 USD

USD 0.01 common

Sale

9,325

25.8069 USD

USD 0.01 common

Sale

9,461

25.9322 USD

USD 0.01 common

Sale

11,075

25.8951 USD

USD 0.01 common

Sale

13,980

25.5532 USD

USD 0.01 common

Sale

15,498

25.8396 USD

USD 0.01 common

Sale

15,572

25.5738 USD

USD 0.01 common

Sale

16,095

25.7623 USD

USD 0.01 common

Sale

18,488

25.9702 USD

USD 0.01 common

Sale

19,775

25.5722 USD

USD 0.01 common

Sale

21,277

25.5440 USD

USD 0.01 common

Sale

22,557

25.9082 USD

USD 0.01 common

Sale

25,773

25.5458 USD

USD 0.01 common

Sale

26,502

26.1245 USD

USD 0.01 common

Sale

27,384

25.6873 USD

USD 0.01 common

Sale

36,461

25.6842 USD

USD 0.01 common

Sale

47,146

26.1300 USD

USD 0.01 common

Sale

49,948

25.5502 USD

USD 0.01 common

Sale

50,518

25.6097 USD

USD 0.01 common

Sale

76,722

25.6001 USD

USD 0.01 common

Sale

121,449

25.9115 USD

USD 0.01 common

Sale

122,175

25.5474 USD

NB: The below transactions which were previously disclosed have been cancelled

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Sale

1,704

26.0100 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

USD 0.01 common

Put Options

Selling

2,100

30 USD

American

21 Jan 2022

0.5500 USD

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

26 Jan 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20220126005571/en/

Contacts

BARCLAYS PLC

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