Form 8.3 - NORTONLIFELOCK INC

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LONDON, September 17, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

16 September 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,434,759

0.25%

552,869

0.10%

(2)

Cash-settled derivatives:

226,930

0.04%

1,028,322

0.18%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

500

0.00%

2,100

0.00%

TOTAL:

1,662,189

0.29%

1,583,291

0.27%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

141,000

0.02%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

141,000

0.02%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

5

26.0700 USD

USD 0.01 common

Purchase

10

26.1400 USD

USD 0.01 common

Purchase

100

26.1364 USD

USD 0.01 common

Purchase

100

26.0050 USD

USD 0.01 common

Purchase

200

26.1150 USD

USD 0.01 common

Purchase

316

26.0260 USD

USD 0.01 common

Purchase

670

26.0227 USD

USD 0.01 common

Purchase

900

25.9777 USD

USD 0.01 common

Purchase

1,046

26.0703 USD

USD 0.01 common

Purchase

1,263

25.9944 USD

USD 0.01 common

Purchase

1,349

25.9702 USD

USD 0.01 common

Purchase

1,699

26.1000 USD

USD 0.01 common

Purchase

2,403

26.0330 USD

USD 0.01 common

Purchase

3,415

26.0982 USD

USD 0.01 common

Purchase

4,122

25.9968 USD

USD 0.01 common

Purchase

4,425

26.0035 USD

USD 0.01 common

Purchase

4,938

25.9962 USD

USD 0.01 common

Purchase

6,040

26.0891 USD

USD 0.01 common

Purchase

7,108

25.9217 USD

USD 0.01 common

Purchase

10,888

26.0649 USD

USD 0.01 common

Purchase

11,943

26.0672 USD

USD 0.01 common

Purchase

24,341

26.0911 USD

USD 0.01 common

Purchase

25,613

25.9500 USD

USD 0.01 common

Purchase

64,349

25.9200 USD

USD 0.01 common

Purchase

92,435

25.9499 USD

USD 0.01 common

Sale

8

25.9700 USD

USD 0.01 common

Sale

9

26.0900 USD

USD 0.01 common

Sale

10

26.1400 USD

USD 0.01 common

Sale

10

26.2500 USD

USD 0.01 common

Sale

50

26.1300 USD

USD 0.01 common

Sale

74

25.9397 USD

USD 0.01 common

Sale

100

26.1150 USD

USD 0.01 common

Sale

100

26.0550 USD

USD 0.01 common

Sale

100

25.9900 USD

USD 0.01 common

Sale

105

25.9250 USD

USD 0.01 common

Sale

190

26.0573 USD

USD 0.01 common

Sale

200

26.0475 USD

USD 0.01 common

Sale

224

26.0825 USD

USD 0.01 common

Sale

343

26.0837 USD

USD 0.01 common

Sale

385

26.0948 USD

USD 0.01 common

Sale

400

26.0725 USD

USD 0.01 common

Sale

400

26.1037 USD

USD 0.01 common

Sale

405

26.0700 USD

USD 0.01 common

Sale

462

25.9581 USD

USD 0.01 common

Sale

531

25.9842 USD

USD 0.01 common

Sale

699

26.0857 USD

USD 0.01 common

Sale

750

25.9573 USD

USD 0.01 common

Sale

969

25.9480 USD

USD 0.01 common

Sale

1,046

26.0703 USD

USD 0.01 common

Sale

1,055

26.0842 USD

USD 0.01 common

Sale

1,070

25.9596 USD

USD 0.01 common

Sale

1,073

25.9668 USD

USD 0.01 common

Sale

1,082

25.9798 USD

USD 0.01 common

Sale

1,100

26.0809 USD

USD 0.01 common

Sale

1,291

25.9681 USD

USD 0.01 common

Sale

1,373

25.9816 USD

USD 0.01 common

Sale

1,412

26.0132 USD

USD 0.01 common

Sale

1,446

25.9398 USD

USD 0.01 common

Sale

1,612

25.9303 USD

USD 0.01 common

Sale

1,829

26.0768 USD

USD 0.01 common

Sale

2,219

26.0798 USD

USD 0.01 common

Sale

2,349

26.0071 USD

USD 0.01 common

Sale

3,217

26.0993 USD

USD 0.01 common

Sale

3,320

26.0012 USD

USD 0.01 common

Sale

3,623

26.0956 USD

USD 0.01 common

Sale

8,435

26.0617 USD

USD 0.01 common

Sale

10,053

25.9314 USD

USD 0.01 common

Sale

18,961

26.0907 USD

USD 0.01 common

Sale

19,501

26.0355 USD

USD 0.01 common

Sale

39,513

26.1000 USD

USD 0.01 common

Sale

70,555

25.9200 USD

USD 0.01 common

Sale

100,006

25.9521 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

17 Sep 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Call Options

Purchased

500

27.0000

American

21 Jan 2022

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210917005296/en/

Contacts

BARCLAYS PLC

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