Form 8.3 - NortonLifeLock Inc.

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LONDON, July 26, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

23 July 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,835,056

0.32%

238,320

0.04%

(2)

Cash-settled derivatives:

24,339

0.00%

1,279,498

0.22%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

500

0.00%

2,100

0.00%

TOTAL:

1,859,895

0.32%

1,519,918

0.26%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

129,000

0.02%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

129,000

0.02%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

26

25.6950 USD

USD 0.01 common

Purchase

51

25.7650 USD

USD 0.01 common

Purchase

58

25.7237 USD

USD 0.01 common

Purchase

100

25.7350 USD

USD 0.01 common

Purchase

102

25.7275 USD

USD 0.01 common

Purchase

123

25.7100 USD

USD 0.01 common

Purchase

151

25.7366 USD

USD 0.01 common

Purchase

167

25.7630 USD

USD 0.01 common

Purchase

200

25.8350 USD

USD 0.01 common

Purchase

200

25.7750 USD

USD 0.01 common

Purchase

300

25.7733 USD

USD 0.01 common

Purchase

400

25.7987 USD

USD 0.01 common

Purchase

400

25.7912 USD

USD 0.01 common

Purchase

402

25.7400 USD

USD 0.01 common

Purchase

405

25.6836 USD

USD 0.01 common

Purchase

497

25.7950 USD

USD 0.01 common

Purchase

566

25.6603 USD

USD 0.01 common

Purchase

595

25.7757 USD

USD 0.01 common

Purchase

600

25.7816 USD

USD 0.01 common

Purchase

600

25.7875 USD

USD 0.01 common

Purchase

637

25.8000 USD

USD 0.01 common

Purchase

700

25.7692 USD

USD 0.01 common

Purchase

800

25.7881 USD

USD 0.01 common

Purchase

951

25.7450 USD

USD 0.01 common

Purchase

1,000

25.7755 USD

USD 0.01 common

Purchase

1,007

25.7850 USD

USD 0.01 common

Purchase

1,200

25.6358 USD

USD 0.01 common

Purchase

1,211

25.6717 USD

USD 0.01 common

Purchase

1,251

25.7700 USD

USD 0.01 common

Purchase

1,384

25.7797 USD

USD 0.01 common

Purchase

2,213

25.7851 USD

USD 0.01 common

Purchase

2,314

25.8073 USD

USD 0.01 common

Purchase

3,962

25.7805 USD

USD 0.01 common

Purchase

7,573

25.7804 USD

USD 0.01 common

Purchase

13,409

25.7598 USD

USD 0.01 common

Purchase

16,366

25.7800 USD

USD 0.01 common

Purchase

16,700

25.7557 USD

USD 0.01 common

Purchase

18,005

25.7380 USD

USD 0.01 common

Purchase

18,577

25.7724 USD

USD 0.01 common

Purchase

20,183

25.7478 USD

USD 0.01 common

Purchase

20,995

25.7761 USD

USD 0.01 common

Purchase

42,221

25.7775 USD

USD 0.01 common

Purchase

91,850

25.7779 USD

USD 0.01 common

Sale

6

25.5366 USD

USD 0.01 common

Sale

32

25.7300 USD

USD 0.01 common

Sale

32

25.7200 USD

USD 0.01 common

Sale

40

25.7265 USD

USD 0.01 common

Sale

57

25.7500 USD

USD 0.01 common

Sale

95

25.7100 USD

USD 0.01 common

Sale

100

25.6800 USD

USD 0.01 common

Sale

100

25.7750 USD

USD 0.01 common

Sale

156

25.7900 USD

USD 0.01 common

Sale

160

25.7520 USD

USD 0.01 common

Sale

161

25.9000 USD

USD 0.01 common

Sale

166

25.7702 USD

USD 0.01 common

Sale

224

25.7328 USD

USD 0.01 common

Sale

238

25.7600 USD

USD 0.01 common

Sale

424

25.7613 USD

USD 0.01 common

Sale

437

25.7253 USD

USD 0.01 common

Sale

450

25.8011 USD

USD 0.01 common

Sale

464

25.7063 USD

USD 0.01 common

Sale

468

25.7710 USD

USD 0.01 common

Sale

497

25.7950 USD

USD 0.01 common

Sale

540

25.7753 USD

USD 0.01 common

Sale

571

25.7694 USD

USD 0.01 common

Sale

600

25.7740 USD

USD 0.01 common

Sale

837

25.7529 USD

USD 0.01 common

Sale

880

25.7422 USD

USD 0.01 common

Sale

1,000

25.7630 USD

USD 0.01 common

Sale

1,993

25.7677 USD

USD 0.01 common

Sale

6,019

25.7659 USD

USD 0.01 common

Sale

6,737

25.7364 USD

USD 0.01 common

Sale

11,281

25.7732 USD

USD 0.01 common

Sale

12,670

25.7752 USD

USD 0.01 common

Sale

14,277

25.7749 USD

USD 0.01 common

Sale

14,421

25.7771 USD

USD 0.01 common

Sale

14,471

25.7597 USD

USD 0.01 common

Sale

14,609

25.7585 USD

USD 0.01 common

Sale

14,714

25.7814 USD

USD 0.01 common

Sale

21,116

25.7303 USD

USD 0.01 common

Sale

22,000

25.7601 USD

USD 0.01 common

Sale

27,891

25.7800 USD

USD 0.01 common

Sale

101,913

25.7792 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

26 Jul 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Call Options

Purchased

500

27.0000

American

21 Jan 2022

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210726005462/en/

Contacts

BARCLAYS PLC

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