Form 8.3 - NORTONLIFELOCK INC

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LONDON, October 28, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

27 October 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,608,606

0.28%

1,060,951

0.18%

(2)

Cash-settled derivatives:

734,393

0.13%

1,028,322

0.18%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

500

0.00%

2,100

0.00%

TOTAL:

2,343,499

0.40%

2,091,373

0.36%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

361,000

0.06%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

361,000

0.06%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

42

26.0850 USD

USD 0.01 common

Purchase

43

25.7800 USD

USD 0.01 common

Purchase

53

25.7848 USD

USD 0.01 common

Purchase

61

26.0650 USD

USD 0.01 common

Purchase

105

25.7940 USD

USD 0.01 common

Purchase

400

26.0500 USD

USD 0.01 common

Purchase

800

25.8675 USD

USD 0.01 common

Purchase

977

26.3500 USD

USD 0.01 common

Purchase

1,000

25.8124 USD

USD 0.01 common

Purchase

1,004

26.0602 USD

USD 0.01 common

Purchase

1,100

25.8290 USD

USD 0.01 common

Purchase

1,235

26.0746 USD

USD 0.01 common

Purchase

1,383

25.8972 USD

USD 0.01 common

Purchase

1,501

26.3695 USD

USD 0.01 common

Purchase

1,880

25.9620 USD

USD 0.01 common

Purchase

2,551

26.1461 USD

USD 0.01 common

Purchase

2,702

25.8588 USD

USD 0.01 common

Purchase

3,304

26.0034 USD

USD 0.01 common

Purchase

3,875

25.8217 USD

USD 0.01 common

Purchase

3,885

26.0201 USD

USD 0.01 common

Purchase

4,261

25.8347 USD

USD 0.01 common

Purchase

4,285

25.9127 USD

USD 0.01 common

Purchase

5,490

25.9298 USD

USD 0.01 common

Purchase

6,953

26.0171 USD

USD 0.01 common

Purchase

7,617

25.8747 USD

USD 0.01 common

Purchase

11,092

25.9816 USD

USD 0.01 common

Purchase

16,201

25.8100 USD

USD 0.01 common

Purchase

16,310

25.8101 USD

USD 0.01 common

Purchase

42,362

25.9446 USD

USD 0.01 common

Purchase

56,700

26.0842 USD

USD 0.01 common

Sale

3

26.3833 USD

USD 0.01 common

Sale

42

26.0850 USD

USD 0.01 common

Sale

61

26.0650 USD

USD 0.01 common

Sale

100

26.3425 USD

USD 0.01 common

Sale

105

25.7940 USD

USD 0.01 common

Sale

200

26.3750 USD

USD 0.01 common

Sale

200

26.2550 USD

USD 0.01 common

Sale

200

26.1600 USD

USD 0.01 common

Sale

542

26.1397 USD

USD 0.01 common

Sale

700

26.0757 USD

USD 0.01 common

Sale

800

26.0812 USD

USD 0.01 common

Sale

951

26.1447 USD

USD 0.01 common

Sale

1,000

26.0750 USD

USD 0.01 common

Sale

1,300

26.0780 USD

USD 0.01 common

Sale

1,400

26.1450 USD

USD 0.01 common

Sale

1,400

26.0821 USD

USD 0.01 common

Sale

1,500

26.0816 USD

USD 0.01 common

Sale

1,500

26.0656 USD

USD 0.01 common

Sale

1,838

26.0681 USD

USD 0.01 common

Sale

2,200

26.0740 USD

USD 0.01 common

Sale

2,730

26.1959 USD

USD 0.01 common

Sale

3,040

25.8440 USD

USD 0.01 common

Sale

3,700

25.9267 USD

USD 0.01 common

Sale

4,067

25.8359 USD

USD 0.01 common

Sale

4,852

25.9281 USD

USD 0.01 common

Sale

6,875

25.8427 USD

USD 0.01 common

Sale

7,192

26.0053 USD

USD 0.01 common

Sale

7,952

26.0297 USD

USD 0.01 common

Sale

11,016

25.9817 USD

USD 0.01 common

Sale

14,496

25.8100 USD

USD 0.01 common

Sale

16,310

25.8101 USD

USD 0.01 common

Sale

19,442

25.9273 USD

USD 0.01 common

Sale

35,195

25.9419 USD

USD 0.01 common

Sale

44,462

26.0867 USD

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

USD 0.01 common

SWAP

Long

1,126

26.2162 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

28 Oct 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Call Options

Purchased

500

27.0000

American

21 Jan 2022

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211028005637/en/

Contacts

BARCLAYS PLC

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