FORM 8.3 - NORTONLIFELOCK INC

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LONDON, October 22, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

21 October 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,554,047

0.27%

972,880

0.17%

(2)

Cash-settled derivatives:

556,267

0.10%

1,028,322

0.18%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

500

0.00%

2,100

0.00%

TOTAL:

2,110,814

0.36%

2,003,302

0.34%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

361,000

0.06%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

361,000

0.06%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

Convertible Bond

Purchase

430,000

130.4375 USD

Convertible Bond

Sale

215,000

130.4375 USD

USD 0.01 common

Purchase

1

26.1900 USD

USD 0.01 common

Purchase

1

26.1800 USD

USD 0.01 common

Purchase

1

26.2250 USD

USD 0.01 common

Purchase

1

26.2200 USD

USD 0.01 common

Purchase

2

26.2675 USD

USD 0.01 common

Purchase

3

26.2033 USD

USD 0.01 common

Purchase

7

26.2257 USD

USD 0.01 common

Purchase

14

26.2821 USD

USD 0.01 common

Purchase

20

26.2400 USD

USD 0.01 common

Purchase

52

26.2950 USD

USD 0.01 common

Purchase

100

26.2000 USD

USD 0.01 common

Purchase

144

26.1915 USD

USD 0.01 common

Purchase

224

26.1720 USD

USD 0.01 common

Purchase

302

26.2100 USD

USD 0.01 common

Purchase

400

26.2600 USD

USD 0.01 common

Purchase

493

26.2517 USD

USD 0.01 common

Purchase

500

26.0330 USD

USD 0.01 common

Purchase

906

26.2964 USD

USD 0.01 common

Purchase

1,205

26.2998 USD

USD 0.01 common

Purchase

1,797

26.2169 USD

USD 0.01 common

Purchase

2,234

26.2900 USD

USD 0.01 common

Purchase

2,274

26.0620 USD

USD 0.01 common

Purchase

3,885

26.2043 USD

USD 0.01 common

Purchase

4,731

26.1779 USD

USD 0.01 common

Purchase

5,540

26.2469 USD

USD 0.01 common

Purchase

6,747

26.1882 USD

USD 0.01 common

Purchase

12,646

26.2594 USD

USD 0.01 common

Purchase

12,793

26.2727 USD

USD 0.01 common

Purchase

84,101

26.2119 USD

USD 0.01 common

Sale

16

26.2050 USD

USD 0.01 common

Sale

16

26.2400 USD

USD 0.01 common

Sale

16

26.2250 USD

USD 0.01 common

Sale

16

26.2550 USD

USD 0.01 common

Sale

22

26.2390 USD

USD 0.01 common

Sale

23

26.2734 USD

USD 0.01 common

Sale

36

26.2650 USD

USD 0.01 common

Sale

43

26.2487 USD

USD 0.01 common

Sale

64

26.2712 USD

USD 0.01 common

Sale

68

26.2639 USD

USD 0.01 common

Sale

72

26.2450 USD

USD 0.01 common

Sale

96

26.2325 USD

USD 0.01 common

Sale

100

26.2000 USD

USD 0.01 common

Sale

108

26.0329 USD

USD 0.01 common

Sale

112

26.2535 USD

USD 0.01 common

Sale

123

26.2718 USD

USD 0.01 common

Sale

159

26.2500 USD

USD 0.01 common

Sale

201

26.1298 USD

USD 0.01 common

Sale

300

26.0566 USD

USD 0.01 common

Sale

344

26.1911 USD

USD 0.01 common

Sale

359

26.0500 USD

USD 0.01 common

Sale

400

26.1675 USD

USD 0.01 common

Sale

400

26.0525 USD

USD 0.01 common

Sale

422

26.0552 USD

USD 0.01 common

Sale

424

26.1307 USD

USD 0.01 common

Sale

500

26.0660 USD

USD 0.01 common

Sale

500

26.0330 USD

USD 0.01 common

Sale

527

26.2022 USD

USD 0.01 common

Sale

550

26.2200 USD

USD 0.01 common

Sale

600

26.1060 USD

USD 0.01 common

Sale

600

26.1900 USD

USD 0.01 common

Sale

800

26.0693 USD

USD 0.01 common

Sale

852

26.2012 USD

USD 0.01 common

Sale

900

26.0544 USD

USD 0.01 common

Sale

918

26.1977 USD

USD 0.01 common

Sale

931

26.2148 USD

USD 0.01 common

Sale

1,036

26.1871 USD

USD 0.01 common

Sale

1,100

26.0540 USD

USD 0.01 common

Sale

1,187

26.1885 USD

USD 0.01 common

Sale

1,211

26.1771 USD

USD 0.01 common

Sale

1,257

26.2216 USD

USD 0.01 common

Sale

1,931

26.0510 USD

USD 0.01 common

Sale

2,077

26.2032 USD

USD 0.01 common

Sale

2,163

26.2970 USD

USD 0.01 common

Sale

2,172

26.2160 USD

USD 0.01 common

Sale

2,404

26.1967 USD

USD 0.01 common

Sale

2,406

26.2900 USD

USD 0.01 common

Sale

3,021

26.1923 USD

USD 0.01 common

Sale

3,092

26.2215 USD

USD 0.01 common

Sale

3,100

26.0546 USD

USD 0.01 common

Sale

4,327

26.1938 USD

USD 0.01 common

Sale

5,123

26.2434 USD

USD 0.01 common

Sale

5,499

26.1867 USD

USD 0.01 common

Sale

7,594

26.1569 USD

USD 0.01 common

Sale

10,538

26.2853 USD

USD 0.01 common

Sale

11,637

26.2656 USD

USD 0.01 common

Sale

66,682

26.2164 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

22 Oct 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Call Options

Purchased

500

27.0000

American

21 Jan 2022

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211022005174/en/

Contacts

BARCLAYS PLC

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