Form 8.3 - MEGGITT PLC

·7 min read

LONDON, September 21, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

MEGGITT PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

20 Sept 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

5p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

34,462,861

4.41%

1,491,195

0.19%

(2)

Cash-settled derivatives:

0

0.00%

30,392,551

3.89%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

(4)

TOTAL:

34,462,861

4.41%

31,883,746

4.08%

0

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

5p ordinary

Purchase

108

7.3648 GBP

5p ordinary

Purchase

148

7.3200 GBP

5p ordinary

Purchase

376

7.3080 GBP

5p ordinary

Purchase

405

7.3760 GBP

5p ordinary

Purchase

704

7.3600 GBP

5p ordinary

Purchase

836

7.3620 GBP

5p ordinary

Purchase

1,029

7.3180 GBP

5p ordinary

Purchase

1,156

7.3666 GBP

5p ordinary

Purchase

1,350

7.3739 GBP

5p ordinary

Purchase

1,482

7.3711 GBP

5p ordinary

Purchase

1,507

7.3284 GBP

5p ordinary

Purchase

1,628

7.3163 GBP

5p ordinary

Purchase

2,172

7.3300 GBP

5p ordinary

Purchase

3,132

7.3933 GBP

5p ordinary

Purchase

3,784

7.3692 GBP

5p ordinary

Purchase

3,973

7.3100 GBP

5p ordinary

Purchase

4,436

7.3576 GBP

5p ordinary

Purchase

4,449

7.3680 GBP

5p ordinary

Purchase

4,712

7.3640 GBP

5p ordinary

Purchase

4,871

7.3580 GBP

5p ordinary

Purchase

5,012

7.3658 GBP

5p ordinary

Purchase

6,252

7.3868 GBP

5p ordinary

Purchase

6,364

7.3671 GBP

5p ordinary

Purchase

11,900

7.3588 GBP

5p ordinary

Purchase

20,023

7.3644 GBP

5p ordinary

Purchase

21,866

7.3628 GBP

5p ordinary

Purchase

33,121

7.3587 GBP

5p ordinary

Purchase

57,408

7.3815 GBP

5p ordinary

Purchase

140,862

7.3848 GBP

5p ordinary

Purchase

161,929

7.4000 GBP

5p ordinary

Sale

376

7.3080 GBP

5p ordinary

Sale

398

7.3300 GBP

5p ordinary

Sale

414

7.3148 GBP

5p ordinary

Sale

454

7.3620 GBP

5p ordinary

Sale

771

7.3100 GBP

5p ordinary

Sale

1,029

7.3180 GBP

5p ordinary

Sale

1,063

7.3653 GBP

5p ordinary

Sale

1,077

7.3453 GBP

5p ordinary

Sale

1,279

7.3127 GBP

5p ordinary

Sale

1,968

7.3891 GBP

5p ordinary

Sale

2,456

7.3430 GBP

5p ordinary

Sale

2,919

7.3507 GBP

5p ordinary

Sale

2,931

7.3785 GBP

5p ordinary

Sale

3,410

7.3980 GBP

5p ordinary

Sale

4,871

7.3580 GBP

5p ordinary

Sale

5,000

7.3594 GBP

5p ordinary

Sale

5,650

7.3588 GBP

5p ordinary

Sale

5,859

7.3378 GBP

5p ordinary

Sale

5,909

7.3457 GBP

5p ordinary

Sale

6,661

7.3703 GBP

5p ordinary

Sale

7,062

7.3841 GBP

5p ordinary

Sale

7,748

7.3422 GBP

5p ordinary

Sale

8,968

7.3288 GBP

5p ordinary

Sale

10,368

7.3634 GBP

5p ordinary

Sale

15,548

7.3440 GBP

5p ordinary

Sale

16,918

7.3600 GBP

5p ordinary

Sale

21,148

7.3616 GBP

5p ordinary

Sale

44,265

7.3124 GBP

5p ordinary

Sale

49,800

7.3880 GBP

5p ordinary

Sale

53,169

7.3488 GBP

5p ordinary

Sale

96,527

7.3987 GBP

5p ordinary

Sale

109,020

7.3485 GBP

5p ordinary

Sale

234,622

7.4000 GBP

(b)

Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

5p ordinary

SWAP

Long

29

7.3499 GBP

5p ordinary

SWAP

Long

145

7.3315 GBP

5p ordinary

SWAP

Long

344

7.3648 GBP

5p ordinary

SWAP

Long

1,250

7.3119 GBP

5p ordinary

SWAP

Long

5,000

7.3594 GBP

5p ordinary

SWAP

Long

15,634

7.3459 GBP

5p ordinary

SWAP

Long

23,717

7.3425 GBP

5p ordinary

SWAP

Long

24,660

7.3769 GBP

5p ordinary

SWAP

Long

27,876

7.3254 GBP

5p ordinary

SWAP

Long

33,709

7.3504 GBP

5p ordinary

SWAP

Long

43,776

7.3120 GBP

5p ordinary

SWAP

Long

49,380

7.3309 GBP

5p ordinary

CFD

Long

234,622

7.4000 GBP

5p ordinary

SWAP

Short

21

7.4004 GBP

5p ordinary

SWAP

Short

168

7.3899 GBP

5p ordinary

SWAP

Short

774

7.3193 GBP

5p ordinary

SWAP

Short

4,683

7.3548 GBP

5p ordinary

SWAP

Short

7,002

7.3546 GBP

5p ordinary

SWAP

Short

9,524

7.3644 GBP

5p ordinary

SWAP

Short

10,331

7.3639 GBP

5p ordinary

SWAP

Short

17,183

7.3650 GBP

5p ordinary

SWAP

Short

29,098

7.4000 GBP

5p ordinary

SWAP

Short

43,142

7.3998 GBP

5p ordinary

SWAP

Short

57,408

7.3815 GBP

5p ordinary

SWAP

Short

82,411

7.3698 GBP

5p ordinary

CFD

Short

157,437

7.4000 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

21 Sept 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210921005950/en/

Contacts

BARCLAYS PLC

Our goal is to create a safe and engaging place for users to connect over interests and passions. In order to improve our community experience, we are temporarily suspending article commenting