Form 8.3 - DAILY MAIL & GENERAL TRUST PLC

·5 min read

LONDON, September 17, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

DAILY MAIL & GENERAL TRUST PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

16 September 2021

(f)

In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

12.5p A Non-Voting

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

2,641,958

1.27%

166,710

0.08%

(2)

Cash-settled derivatives:

157,309

0.08%

815,826

0.39%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

2,799,267

1.34%

982,536

0.47%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

12.5p A Non-Voting

Purchase

40

11.1400 GBP

12.5p A Non-Voting

Purchase

60

11.1200 GBP

12.5p A Non-Voting

Purchase

74

11.1000 GBP

12.5p A Non-Voting

Purchase

76

11.1142 GBP

12.5p A Non-Voting

Purchase

98

11.0800 GBP

12.5p A Non-Voting

Purchase

566

11.0899 GBP

12.5p A Non-Voting

Purchase

592

11.1354 GBP

12.5p A Non-Voting

Purchase

824

11.0952 GBP

12.5p A Non-Voting

Purchase

911

11.0700 GBP

12.5p A Non-Voting

Purchase

995

11.1446 GBP

12.5p A Non-Voting

Purchase

1,265

11.1147 GBP

12.5p A Non-Voting

Purchase

11,220

11.0637 GBP

12.5p A Non-Voting

Sale

10

11.0600 GBP

12.5p A Non-Voting

Sale

114

11.0984 GBP

12.5p A Non-Voting

Sale

316

11.0946 GBP

12.5p A Non-Voting

Sale

348

11.0362 GBP

12.5p A Non-Voting

Sale

510

11.1000 GBP

12.5p A Non-Voting

Sale

2,634

11.1095 GBP

12.5p A Non-Voting

Sale

3,204

11.1200 GBP

12.5p A Non-Voting

Sale

4,438

11.0741 GBP

12.5p A Non-Voting

Sale

6,009

11.0378 GBP

12.5p A Non-Voting

Sale

10,299

11.0793 GBP

12.5p A Non-Voting

Sale

71,030

11.0400 GBP

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

12.5p A Non-Voting

CFD

Long

400

11.0933 GBP

12.5p A Non-Voting

SWAP

Long

1,107

11.0999 GBP

12.5p A Non-Voting

SWAP

Long

2,634

11.1095 GBP

12.5p A Non-Voting

CFD

Long

2,758

11.1191 GBP

12.5p A Non-Voting

SWAP

Long

6,009

11.0378 GBP

12.5p A Non-Voting

CFD

Long

71,016

11.0400 GBP

12.5p A Non-Voting

SWAP

Short

425

11.0680 GBP

12.5p A Non-Voting

SWAP

Short

460

11.1000 GBP

12.5p A Non-Voting

SWAP

Short

924

11.0809 GBP

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

17 Sep 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210917005303/en/

Contacts

BARCLAYS PLC

Our goal is to create a safe and engaging place for users to connect over interests and passions. In order to improve our community experience, we are temporarily suspending article commenting