FORM 8.3 - DAILY MAIL & GENERAL TRUST PLC

·5 min read

LONDON, July 26, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

DAILY MAIL & GENERAL TRUST PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

23 July 2021

(f)

In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

12.5p A Non-Voting

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

2,447,037

1.17%

172,462

0.08%

(2)

Cash-settled derivatives:

163,591

0.08%

548,268

0.26%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

(4)

TOTAL:

2,610,628

1.25%

720,730

0.35%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

12.5p A Non-Voting

Purchase

124

10.8289 GBP

12.5p A Non-Voting

Purchase

194

10.8349 GBP

12.5p A Non-Voting

Purchase

446

10.8558 GBP

12.5p A Non-Voting

Purchase

479

10.8305 GBP

12.5p A Non-Voting

Purchase

2,000

10.8600 GBP

12.5p A Non-Voting

Purchase

2,111

10.8351 GBP

12.5p A Non-Voting

Purchase

2,135

10.8197 GBP

12.5p A Non-Voting

Purchase

6,623

10.8223 GBP

12.5p A Non-Voting

Purchase

7,169

10.8200 GBP

12.5p A Non-Voting

Sale

121

10.8795 GBP

12.5p A Non-Voting

Sale

265

10.8241 GBP

12.5p A Non-Voting

Sale

483

10.8000 GBP

12.5p A Non-Voting

Sale

531

10.8400 GBP

12.5p A Non-Voting

Sale

588

10.8324 GBP

12.5p A Non-Voting

Sale

794

10.8107 GBP

12.5p A Non-Voting

Sale

3,865

10.8202 GBP

12.5p A Non-Voting

Sale

4,173

10.8200 GBP

12.5p A Non-Voting

Sale

5,440

10.8195 GBP

12.5p A Non-Voting

Sale

7,560

10.8191 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

12.5p A Non-Voting

SWAP

Long

213

10.8399 GBP

12.5p A Non-Voting

CFD

Long

1,064

10.7985 GBP

12.5p A Non-Voting

SWAP

Long

2,000

10.8199 GBP

12.5p A Non-Voting

SWAP

Long

2,290

10.8256 GBP

12.5p A Non-Voting

SWAP

Long

2,967

10.8200 GBP

12.5p A Non-Voting

SWAP

Long

3,440

10.8192 GBP

12.5p A Non-Voting

SWAP

Long

7,560

10.8191 GBP

12.5p A Non-Voting

SWAP

Short

117

10.8600 GBP

12.5p A Non-Voting

SWAP

Short

446

10.8558 GBP

12.5p A Non-Voting

SWAP

Short

989

10.8175 GBP

12.5p A Non-Voting

SWAP

Short

1,125

10.8482 GBP

12.5p A Non-Voting

SWAP

Short

1,174

10.8383 GBP

12.5p A Non-Voting

CFD

Short

2,000

10.8609 GBP

12.5p A Non-Voting

CFD

Short

5,016

10.8208 GBP

12.5p A Non-Voting

SWAP

Short

6,243

10.8200 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

26 Jul 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210726005465/en/

Contacts

BARCLAYS PLC

Our goal is to create a safe and engaging place for users to connect over interests and passions. In order to improve our community experience, we are temporarily suspending article commenting