FORM 8.3 - BLUE PRISM GROUP PLC

·5 min read

LONDON, September 22, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

BLUE PRISM GROUP PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

21 September 2021

(f)

In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

1p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,547,049

1.60%

468,185

0.48%

(2)

Cash-settled derivatives:

459,830

0.47%

1,539,754

1.59%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

2,006,879

2.07%

2,007,939

2.07%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

1p ordinary

Purchase

10

11.1020 GBP

1p ordinary

Purchase

15

11.1000 GBP

1p ordinary

Purchase

500

11.1200 GBP

1p ordinary

Purchase

1,195

11.0494 GBP

1p ordinary

Purchase

1,250

11.0400 GBP

1p ordinary

Purchase

1,522

11.1070 GBP

1p ordinary

Purchase

20,383

11.0500 GBP

1p ordinary

Purchase

21,221

11.0968 GBP

1p ordinary

Purchase

31,157

11.1088 GBP

1p ordinary

Sale

31

11.0764 GBP

1p ordinary

Sale

74

11.1135 GBP

1p ordinary

Sale

194

11.0434 GBP

1p ordinary

Sale

500

11.1200 GBP

1p ordinary

Sale

544

11.0465 GBP

1p ordinary

Sale

660

11.0464 GBP

1p ordinary

Sale

2,683

11.0581 GBP

1p ordinary

Sale

2,849

11.0910 GBP

1p ordinary

Sale

16,967

11.1295 GBP

1p ordinary

Sale

20,100

11.0500 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

1p ordinary

CFD

Long

31

11.0764 GBP

1p ordinary

SWAP

Long

47

11.0389 GBP

1p ordinary

SWAP

Long

74

11.1135 GBP

1p ordinary

SWAP

Long

194

11.0434 GBP

1p ordinary

SWAP

Long

660

11.0464 GBP

1p ordinary

SWAP

Long

719

11.1279 GBP

1p ordinary

SWAP

Long

735

11.0947 GBP

1p ordinary

SWAP

Long

940

11.1728 GBP

1p ordinary

SWAP

Long

967

11.0500 GBP

1p ordinary

SWAP

Long

1,576

11.1457 GBP

1p ordinary

SWAP

Long

2,663

11.1318 GBP

1p ordinary

CFD

Long

4,231

11.1145 GBP

1p ordinary

SWAP

Long

9,687

11.1166 GBP

1p ordinary

CFD

Long

19,133

11.0500 GBP

1p ordinary

SWAP

Short

11

11.0990 GBP

1p ordinary

SWAP

Short

15

11.1002 GBP

1p ordinary

SWAP

Short

530

11.0500 GBP

1p ordinary

SWAP

Short

1,013

11.1039 GBP

1p ordinary

SWAP

Short

1,589

11.1146 GBP

1p ordinary

SWAP

Short

3,624

11.0727 GBP

1p ordinary

SWAP

Short

7,329

11.0863 GBP

1p ordinary

SWAP

Short

10,201

11.1116 GBP

1p ordinary

CFD

Short

20,383

11.0500 GBP

1p ordinary

SWAP

Short

29,614

11.1100 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

22 Sep 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210922005472/en/

Contacts

BARCLAYS PLC

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