Form 8.3 AON PLC - Amendment

·5 min read

LONDON, Jun 14, 2021--(BUSINESS WIRE)--

Ap19

FORM 8.3 Amendment to purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

AON PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

10 JUNE 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

544,464

0.24%

1,908,671

0.85%

(2)

Derivatives (other than options):

262,024

0.12%

0

0.00%

(3)

Options and agreements to

purchase/sell:

24,200

0.01%

24,200

0.01%

TOTAL:

830,688

0.37%

1,932,871

0.86%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

Number

(%)

Number

(%)

(1) Relevant securities

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

3

247.1400 USD

Purchase

6

249.0816 USD

Purchase

62

248.2927 USD

Purchase

62

248.0427 USD

Purchase

91

246.8629 USD

Purchase

147

250.0200 USD

Purchase

202

248.0174 USD

Purchase

232

246.5700 USD

Purchase

380

247.8094 USD

Purchase

561

248.0042 USD

Purchase

600

248.6966 USD

Purchase

1,085

249.7301 USD

Purchase

1,188

250.0045 USD

Purchase

1,300

249.6558 USD

Purchase

1,495

247.6539 USD

Purchase

1,827

248.5979 USD

Purchase

5,917

248.8762 USD

Purchase

8,482

249.0284 USD

Purchase

10,017

249.4400 USD

Purchase

11,900

249.8829 USD

Purchase

14,226

249.7467 USD

Purchase

26,369

249.2006 USD

Purchase

82,169

249.8550 USD

Sale

1

250.1100 USD

Sale

6

249.0816 USD

Sale

15

250.1156 USD

Sale

52

250.0000 USD

Sale

52

249.9700 USD

Sale

52

250.0700 USD

Sale

52

249.9300 USD

Sale

52

249.8989 USD

Sale

62

248.2927 USD

Sale

70

249.8600 USD

Sale

100

246.3500 USD

Sale

100

249.9600 USD

Sale

100

249.2400 USD

Sale

100

249.7100 USD

Sale

100

250.0200 USD

Sale

101

250.0194 USD

Sale

131

249.9726 USD

Sale

167

249.9822 USD

Sale

173

250.1120 USD

Sale

200

250.1400 USD

Sale

232

246.5700 USD

Sale

246

249.9578 USD

Sale

279

249.3963 USD

Sale

300

250.3166 USD

Sale

310

249.9325 USD

Sale

356

249.9400 USD

Sale

500

250.3440 USD

Sale

511

249.4496 USD

Sale

518

249.8787 USD

Sale

560

249.9121 USD

Sale

756

249.6477 USD

Sale

1,302

249.0553 USD

Sale

1,666

249.6749 USD

Sale

2,000

250.0022 USD

Sale

2,027

248.5742 USD

Sale

2,661

249.6394 USD

Sale

3,586

249.4400 USD

Sale

3,601

249.9774 USD

Sale

3,684

249.0218 USD

Sale

4,814

249.0381 USD

Sale

5,302

249.4386 USD

Sale

5,676

249.7442 USD

Sale

6,568

249.8268 USD

Sale

7,523

249.0006 USD

Sale

9,000

249.8235 USD

Sale

21,994

249.9363 USD

Sale

27,857

249.1571 USD

Sale

51,674

249.7747 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

14 June 2021

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

If a connected EFM, state nature of connection (Note 10)

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

or derivative

relates

Put Options

Purchased

-1,200

220.0000

American

Jul 16, 2021

Call Options

Purchased

1,200

240.0000

American

Jul 16, 2021

Call Options

Purchased

23,000

220.0000

American

Jul 16, 2021

Put Options

Purchased

-23,000

200.0000

American

Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210614005408/en/

Contacts

BARCLAYS PLC

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